Wiley Series 65 Exam Review 2013 + Test Bank - The Securities Institute of America, Inc.

Wiley Series 65 Exam Review 2013 + Test Bank
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Autor: The Securities Institute of America, Inc.

 Wydawnictwo: John Wiley Sons
ISBN: 9781118671108
EAN:
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Oprawa: miękka
Stron: 480
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The Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. Each book is accompanied by an online test bank with 268 questions, organized by chapter. The questions included in the book have been included in this online test bankTopics Covered: Ethics and legal guidelinesInvestment strategiesInvestment vehiclesEconomics and analysisTest: 140 multiple-choice questions, 3 hours to complete the exam.Pre-requisites: A candidate is not required to have any other professional qualifications prior to taking the Series 65 exam, but in order to conduct fee-based securities business, most states require that an agent successfully complete the Series 65, in addition to obtaining a Series 6, 7, or 62 registration.

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The Securities Institute of America, Inc.