EBOOK Wall Street Polices Itself How Securities Firms Manage the Legal Hazards of Competitive Pressu
Opis
This book examines how firms in the securities industry practice self-regulation. The authors look at three elements of the system that help to determine success or failure: a combination of the industry's technological, economic, competitive and legal conditions, why effective self-regulation varies so much between firms, and how the industry and government can take steps to facilitate self-regulatory systems within firms.